Independent Advisor Solutions
Growth and efficiency through innovative technology and dedicated support.
Portfolio Management Platform
- Custom consolidated performance reporting with on screen portfolio views
- Billing and payable solutions, flexible fee calculations and schedule design
- Trading that is accurate and reliable with scaled household rebalancing and tax efficient trading
- Flexibility for advisor selected CRM and financial planning software
Transition Support
- Detailed project plan supported by a dedicated service team
- Setup with custodian of choice, broker dealer if needed and introductions to resource partners
- Assistance with client paperwork, preparation, and fulfillment
- Technology training and demonstrations on critical systems
Compliance Program and Ongoing Support
- Fulfillment of regulatory requirements and registrations
- Third party consultant monitoring with required updates
- Advertising & marketing review
- E&O insurance
Marketing & Sales Support
- Branded portal and mobile app with advisor firm name and logo. Clients provided an aggregated view of all financial accounts and information
- Customizable prospecting campaigns and workflows
